Kevin Mummau has more than 35 years of broad experience in the brokerage industry. His diverse background covers many facets of the securities industry including trading, supervision, operations, compliance, retail, and branch management. Most notably, before joining CFS/SPF, he served five years as the corporate OSJ and regional manager for a major independent broker-dealer, responsible for supervising the production of 80-100 branch offices. Mr. Mummau oversees our relationship management team, managed investment programs, and program development initiatives. His group focuses on helping our clients integrate best practices to bring investment services to more clients within financial institutions.