Monica is a member of the Senior Management Team and leads corporate strategic initiatives. She has oversight of Trading Services, Operations, Transitions, and Internal Control Departments. Ms. Daggs joined CFS and SPF in 2005 and has lead teams in Compliance, Registration and Licensing, and Anti-Money Laundering. She has more than 15 years of experience in the financial services industry. Prior to joining CFS/SPF, Ms. Daggs came from a strong background in broker-dealer and investment advisory compliance, with significant experience with operational and trading compliance. She has served as a FINRA District Representative for large firms and on the FINRA Regulatory Action Committee.