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Rick Dahl

Executive Director | Chief Compliance Officer

Executive Director | Chief Compliance Officer

Rick Dahl has been in the financial services industry since 1982. After gaining valuable experience as a registered representative, he has held several executive-level positions, including SVP of operations and chief compliance officer for Sorrento Pacific Financial. With several securities licenses and a former CFP, Mr. Dahl has an insider’s perspective on the financial advisor role. He has primary oversight responsibilities for SPF compliance, and Branch Supervision and Training for CFS.

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Cuso Financial Services and Sorrento Pacific Financial
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