Suzann LoCoco brings more than 20 years of investment services industry experience with financial institution, independent, and insurance broker-dealers. She has served in management positions in areas of compliance and branch development at LPL Financial, and was a registered representative with Mass Mutual and MML Investor Services. As a member of our senior management team, she helps direct the overall growth and success of our companies, managing the Product Management department, and overseeing CFS/SPF firms’ product due diligence. Ms. LoCoco joined CFS/SPF in 2005 and has lead teams in Compliance and Registration prior to overseeing Product Management. She currently serves as a FINRA District Representative for large firms.